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author | Dumitru Erhan <dumitru.erhan@gmail.com> |
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date | Tue, 01 Jun 2010 19:34:22 -0700 |
parents | f0ee2212ea7c caf7769ca19c |
children | 8aad1c6ec39a |
rev | line source |
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1 \documentclass{article} % For LaTeX2e |
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2 \usepackage{nips10submit_e,times} |
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3 |
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4 \usepackage{amsthm,amsmath,bbm} |
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5 \usepackage[psamsfonts]{amssymb} |
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6 \usepackage{algorithm,algorithmic} |
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7 \usepackage[utf8]{inputenc} |
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8 \usepackage{graphicx,subfigure} |
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523 | 11 %\setlength\parindent{0mm} |
12 | |
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13 \title{Deep Self-Taught Learning for Handwritten Character Recognition} |
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14 \author{The IFT6266 Gang} |
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15 |
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16 \begin{document} |
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17 |
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18 %\makeanontitle |
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19 \maketitle |
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20 |
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21 \vspace*{-2mm} |
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22 \begin{abstract} |
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23 Recent theoretical and empirical work in statistical machine learning has |
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24 demonstrated the importance of learning algorithms for deep |
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25 architectures, i.e., function classes obtained by composing multiple |
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26 non-linear transformations. Self-taught learning (exploiting unlabeled |
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27 examples or examples from other distributions) has already been applied |
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28 to deep learners, but mostly to show the advantage of unlabeled |
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29 examples. Here we explore the advantage brought by {\em out-of-distribution |
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30 examples} and show that {\em deep learners benefit more from them than a |
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31 corresponding shallow learner}, in the area |
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32 of handwritten character recognition. In fact, we show that they reach |
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33 human-level performance on both handwritten digit classification and |
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34 62-class handwritten character recognition. For this purpose we |
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35 developed a powerful generator of stochastic variations and noise |
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36 processes character images, including not only affine transformations but |
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37 also slant, local elastic deformations, changes in thickness, background |
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38 images, grey level changes, contrast, occlusion, and various types of pixel and |
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39 spatially correlated noise. The out-of-distribution examples are |
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40 obtained by training with these highly distorted images or |
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41 by including object classes different from those in the target test set. |
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42 \end{abstract} |
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43 \vspace*{-2mm} |
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44 |
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45 \section{Introduction} |
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46 \vspace*{-1mm} |
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47 |
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48 Deep Learning has emerged as a promising new area of research in |
469 | 49 statistical machine learning (see~\citet{Bengio-2009} for a review). |
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50 Learning algorithms for deep architectures are centered on the learning |
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51 of useful representations of data, which are better suited to the task at hand. |
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52 This is in great part inspired by observations of the mammalian visual cortex, |
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53 which consists of a chain of processing elements, each of which is associated with a |
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54 different representation of the raw visual input. In fact, |
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55 it was found recently that the features learnt in deep architectures resemble |
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56 those observed in the first two of these stages (in areas V1 and V2 |
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57 of visual cortex)~\citep{HonglakL2008}, and that they become more and |
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58 more invariant to factors of variation (such as camera movement) in |
501 | 59 higher layers~\citep{Goodfellow2009}. |
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60 Learning a hierarchy of features increases the |
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61 ease and practicality of developing representations that are at once |
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62 tailored to specific tasks, yet are able to borrow statistical strength |
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63 from other related tasks (e.g., modeling different kinds of objects). Finally, learning the |
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64 feature representation can lead to higher-level (more abstract, more |
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65 general) features that are more robust to unanticipated sources of |
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66 variance extant in real data. |
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67 |
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68 Whereas a deep architecture can in principle be more powerful than a |
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69 shallow one in terms of representation, depth appears to render the |
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70 training problem more difficult in terms of optimization and local minima. |
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71 It is also only recently that successful algorithms were proposed to |
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72 overcome some of these difficulties. All are based on unsupervised |
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73 learning, often in an greedy layer-wise ``unsupervised pre-training'' |
469 | 74 stage~\citep{Bengio-2009}. One of these layer initialization techniques, |
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75 applied here, is the Denoising |
469 | 76 Auto-Encoder~(DEA)~\citep{VincentPLarochelleH2008-very-small}, which |
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77 performed similarly or better than previously proposed Restricted Boltzmann |
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78 Machines in terms of unsupervised extraction of a hierarchy of features |
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79 useful for classification. The principle is that each layer starting from |
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80 the bottom is trained to encode its input (the output of the previous |
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81 layer) and to reconstruct it from a corrupted version. After this |
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82 unsupervised initialization, the stack of denoising auto-encoders can be |
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83 converted into a deep supervised feedforward neural network and fine-tuned by |
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84 stochastic gradient descent. |
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85 |
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86 Self-taught learning~\citep{RainaR2007} is a paradigm that combines principles |
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87 of semi-supervised and multi-task learning: the learner can exploit examples |
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88 that are unlabeled and/or come from a distribution different from the target |
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89 distribution, e.g., from other classes that those of interest. |
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90 It has already been shown that deep learners can clearly take advantage of |
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91 unsupervised learning and unlabeled examples~\citep{Bengio-2009,WestonJ2008-small}, |
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92 but more needs to be done to explore the impact |
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93 of {\em out-of-distribution} examples and of the multi-task setting |
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94 (one exception is~\citep{CollobertR2008}, but using very different kinds |
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95 of learning algorithms). In particular the {\em relative |
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96 advantage} of deep learning for this settings has not been evaluated. |
512 | 97 The hypothesis explored here is that a deep hierarchy of features |
98 may be better able to provide sharing of statistical strength | |
99 between different regions in input space or different tasks, | |
100 as discussed in the conclusion. | |
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101 |
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102 In this paper we ask the following questions: |
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103 |
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104 %\begin{enumerate} |
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105 $\bullet$ %\item |
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106 Do the good results previously obtained with deep architectures on the |
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107 MNIST digit images generalize to the setting of a much larger and richer (but similar) |
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108 dataset, the NIST special database 19, with 62 classes and around 800k examples? |
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109 |
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110 $\bullet$ %\item |
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111 To what extent does the perturbation of input images (e.g. adding |
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112 noise, affine transformations, background images) make the resulting |
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113 classifiers better not only on similarly perturbed images but also on |
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114 the {\em original clean examples}? |
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115 |
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116 $\bullet$ %\item |
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117 Do deep architectures {\em benefit more from such out-of-distribution} |
469 | 118 examples, i.e. do they benefit more from the self-taught learning~\citep{RainaR2007} framework? |
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119 |
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120 $\bullet$ %\item |
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121 Similarly, does the feature learning step in deep learning algorithms benefit more |
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122 training with similar but different classes (i.e. a multi-task learning scenario) than |
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123 a corresponding shallow and purely supervised architecture? |
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124 %\end{enumerate} |
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125 |
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126 Our experimental results provide positive evidence towards all of these questions. |
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127 |
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128 \vspace*{-1mm} |
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129 \section{Perturbation and Transformation of Character Images} |
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130 \label{s:perturbations} |
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131 \vspace*{-1mm} |
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132 |
467 | 133 This section describes the different transformations we used to stochastically |
134 transform source images in order to obtain data. More details can | |
469 | 135 be found in this technical report~\citep{ift6266-tr-anonymous}. |
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136 The code for these transformations (mostly python) is available at |
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137 {\tt http://anonymous.url.net}. All the modules in the pipeline share |
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138 a global control parameter ($0 \le complexity \le 1$) that allows one to modulate the |
467 | 139 amount of deformation or noise introduced. |
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140 |
467 | 141 There are two main parts in the pipeline. The first one, |
142 from slant to pinch below, performs transformations. The second | |
143 part, from blur to contrast, adds different kinds of noise. | |
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144 |
523 | 145 \begin{figure}[ht] |
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146 \centerline{\resizebox{.9\textwidth}{!}{\includegraphics{images/transfo.png}}} |
506 | 147 % TODO: METTRE LE NOM DE LA TRANSFO A COTE DE CHAQUE IMAGE |
501 | 148 \caption{Illustration of each transformation applied alone to the same image |
149 of an upper-case h (top left). First row (from left to right) : original image, slant, | |
150 thickness, affine transformation (translation, rotation, shear), | |
151 local elastic deformation; second row (from left to right) : | |
152 pinch, motion blur, occlusion, pixel permutation, Gaussian noise; third row (from left to right) : | |
153 background image, salt and pepper noise, spatially Gaussian noise, scratches, | |
154 grey level and contrast changes.} | |
155 \label{fig:transfo} | |
156 \end{figure} | |
157 | |
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158 {\large\bf Transformations} |
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159 |
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160 \vspace*{2mm} |
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161 |
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162 {\bf Slant.} |
467 | 163 We mimic slant by shifting each row of the image |
495 | 164 proportionally to its height: $shift = round(slant \times height)$. |
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165 The $slant$ coefficient can be negative or positive with equal probability |
467 | 166 and its value is randomly sampled according to the complexity level: |
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167 $slant \sim U[0,complexity]$, so the |
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168 maximum displacement for the lowest or highest pixel line is of |
523 | 169 $round(complexity \times 32)$. |
170 \vspace*{0mm} | |
171 | |
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172 {\bf Thickness.} |
495 | 173 Morphological operators of dilation and erosion~\citep{Haralick87,Serra82} |
467 | 174 are applied. The neighborhood of each pixel is multiplied |
175 element-wise with a {\em structuring element} matrix. | |
176 The pixel value is replaced by the maximum or the minimum of the resulting | |
177 matrix, respectively for dilation or erosion. Ten different structural elements with | |
178 increasing dimensions (largest is $5\times5$) were used. For each image, | |
179 randomly sample the operator type (dilation or erosion) with equal probability and one structural | |
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180 element from a subset of the $n$ smallest structuring elements where $n$ is |
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181 $round(10 \times complexity)$ for dilation and $round(6 \times complexity)$ |
467 | 182 for erosion. A neutral element is always present in the set, and if it is |
183 chosen no transformation is applied. Erosion allows only the six | |
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184 smallest structural elements because when the character is too thin it may |
523 | 185 be completely erased. |
186 \vspace*{0mm} | |
187 | |
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188 {\bf Affine Transformations.} |
467 | 189 A $2 \times 3$ affine transform matrix (with |
190 6 parameters $(a,b,c,d,e,f)$) is sampled according to the $complexity$ level. | |
191 Each pixel $(x,y)$ of the output image takes the value of the pixel | |
192 nearest to $(ax+by+c,dx+ey+f)$ in the input image. This | |
193 produces scaling, translation, rotation and shearing. | |
194 The marginal distributions of $(a,b,c,d,e,f)$ have been tuned by hand to | |
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195 forbid important rotations (not to confuse classes) but to give good |
467 | 196 variability of the transformation: $a$ and $d$ $\sim U[1-3 \times |
197 complexity,1+3 \times complexity]$, $b$ and $e$ $\sim[-3 \times complexity,3 | |
198 \times complexity]$ and $c$ and $f$ $\sim U[-4 \times complexity, 4 \times | |
523 | 199 complexity]$. |
200 \vspace*{0mm} | |
201 | |
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202 {\bf Local Elastic Deformations.} |
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203 This filter induces a ``wiggly'' effect in the image, following~\citet{SimardSP03-short}, |
467 | 204 which provides more details. |
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205 Two ``displacements'' fields are generated and applied, for horizontal |
467 | 206 and vertical displacements of pixels. |
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207 To generate a pixel in either field, first a value between -1 and 1 is |
467 | 208 chosen from a uniform distribution. Then all the pixels, in both fields, are |
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209 multiplied by a constant $\alpha$ which controls the intensity of the |
467 | 210 displacements (larger $\alpha$ translates into larger wiggles). |
211 Each field is convoluted with a Gaussian 2D kernel of | |
212 standard deviation $\sigma$. Visually, this results in a blur. | |
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213 $\alpha = \sqrt[3]{complexity} \times 10.0$ and $\sigma = 10 - 7 \times |
523 | 214 \sqrt[3]{complexity}$. |
215 \vspace*{0mm} | |
216 | |
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217 {\bf Pinch.} |
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218 This is a GIMP filter called ``Whirl and |
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219 pinch'', but whirl was set to 0. A pinch is ``similar to projecting the image onto an elastic |
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220 surface and pressing or pulling on the center of the surface'' (GIMP documentation manual). |
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221 For a square input image, this is akin to drawing a circle of |
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222 radius $r$ around a center point $C$. Any point (pixel) $P$ belonging to |
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223 that disk (region inside circle) will have its value recalculated by taking |
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224 the value of another ``source'' pixel in the original image. The position of |
495 | 225 that source pixel is found on the line that goes through $C$ and $P$, but |
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226 at some other distance $d_2$. Define $d_1$ to be the distance between $P$ |
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227 and $C$. $d_2$ is given by $d_2 = sin(\frac{\pi{}d_1}{2r})^{-pinch} \times |
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228 d_1$, where $pinch$ is a parameter to the filter. |
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229 The actual value is given by bilinear interpolation considering the pixels |
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230 around the (non-integer) source position thus found. |
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231 Here $pinch \sim U[-complexity, 0.7 \times complexity]$. |
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232 |
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233 \vspace*{1mm} |
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234 |
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235 {\large\bf Injecting Noise} |
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236 |
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237 \vspace*{1mm} |
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238 |
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239 {\bf Motion Blur.} |
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240 This is a ``linear motion blur'' in GIMP |
467 | 241 terminology, with two parameters, $length$ and $angle$. The value of |
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242 a pixel in the final image is approximately the mean value of the $length$ first pixels |
467 | 243 found by moving in the $angle$ direction. |
523 | 244 Here $angle \sim U[0,360]$ degrees, and $length \sim {\rm Normal}(0,(3 \times complexity)^2)$. |
245 \vspace*{0mm} | |
246 | |
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247 {\bf Occlusion.} |
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248 Selects a random rectangle from an {\em occluder} character |
467 | 249 images and places it over the original {\em occluded} character |
250 image. Pixels are combined by taking the max(occluder,occluded), | |
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251 closer to black. The rectangle corners |
467 | 252 are sampled so that larger complexity gives larger rectangles. |
253 The destination position in the occluded image are also sampled | |
469 | 254 according to a normal distribution (see more details in~\citet{ift6266-tr-anonymous}). |
523 | 255 This filter has a probability of 60\% of not being applied. |
256 \vspace*{0mm} | |
257 | |
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258 {\bf Pixel Permutation.} |
467 | 259 This filter permutes neighbouring pixels. It selects first |
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260 $\frac{complexity}{3}$ pixels randomly in the image. Each of them are then |
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261 sequentially exchanged with one other pixel in its $V4$ neighbourhood. The number |
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262 of exchanges to the left, right, top, bottom is equal or does not differ |
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263 from more than 1 if the number of selected pixels is not a multiple of 4. |
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264 % TODO: The previous sentence is hard to parse |
523 | 265 This filter has a probability of 80\% of not being applied. |
266 \vspace*{0mm} | |
267 | |
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268 {\bf Gaussian Noise.} |
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269 This filter simply adds, to each pixel of the image independently, a |
467 | 270 noise $\sim Normal(0(\frac{complexity}{10})^2)$. |
523 | 271 It has a probability of 70\% of not being applied. |
272 \vspace*{0mm} | |
273 | |
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274 {\bf Background Images.} |
469 | 275 Following~\citet{Larochelle-jmlr-2009}, this transformation adds a random |
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276 background behind the letter. The background is chosen by first selecting, |
495 | 277 at random, an image from a set of images. Then a 32$\times$32 sub-region |
467 | 278 of that image is chosen as the background image (by sampling position |
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279 uniformly while making sure not to cross image borders). |
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280 To combine the original letter image and the background image, contrast |
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281 adjustments are made. We first get the maximal values (i.e. maximal |
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282 intensity) for both the original image and the background image, $maximage$ |
467 | 283 and $maxbg$. We also have a parameter $contrast \sim U[complexity, 1]$. |
284 Each background pixel value is multiplied by $\frac{max(maximage - | |
285 contrast, 0)}{maxbg}$ (higher contrast yield darker | |
523 | 286 background). The output image pixels are max(background,original). |
287 \vspace*{0mm} | |
288 | |
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289 {\bf Salt and Pepper Noise.} |
467 | 290 This filter adds noise $\sim U[0,1]$ to random subsets of pixels. |
291 The number of selected pixels is $0.2 \times complexity$. | |
523 | 292 This filter has a probability of not being applied at all of 75\%. |
293 \vspace*{0mm} | |
294 | |
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295 {\bf Spatially Gaussian Noise.} |
467 | 296 Different regions of the image are spatially smoothed. |
297 The image is convolved with a symmetric Gaussian kernel of | |
495 | 298 size and variance chosen uniformly in the ranges $[12,12 + 20 \times |
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299 complexity]$ and $[2,2 + 6 \times complexity]$. The result is normalized |
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300 between $0$ and $1$. We also create a symmetric averaging window, of the |
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301 kernel size, with maximum value at the center. For each image we sample |
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302 uniformly from $3$ to $3 + 10 \times complexity$ pixels that will be |
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303 averaging centers between the original image and the filtered one. We |
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304 initialize to zero a mask matrix of the image size. For each selected pixel |
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305 we add to the mask the averaging window centered to it. The final image is |
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306 computed from the following element-wise operation: $\frac{image + filtered |
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307 image \times mask}{mask+1}$. |
523 | 308 This filter has a probability of not being applied at all of 75\%. |
309 \vspace*{0mm} | |
310 | |
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311 {\bf Scratches.} |
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312 The scratches module places line-like white patches on the image. The |
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313 lines are heavily transformed images of the digit ``1'' (one), chosen |
467 | 314 at random among five thousands such 1 images. The 1 image is |
315 randomly cropped and rotated by an angle $\sim Normal(0,(100 \times | |
495 | 316 complexity)^2$, using bi-cubic interpolation, |
317 Two passes of a grey-scale morphological erosion filter | |
467 | 318 are applied, reducing the width of the line |
319 by an amount controlled by $complexity$. | |
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320 This filter is only applied only 15\% of the time. When it is applied, 50\% |
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321 of the time, only one patch image is generated and applied. In 30\% of |
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322 cases, two patches are generated, and otherwise three patches are |
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323 generated. The patch is applied by taking the maximal value on any given |
523 | 324 patch or the original image, for each of the 32x32 pixel locations. |
325 \vspace*{0mm} | |
326 | |
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327 {\bf Grey Level and Contrast Changes.} |
495 | 328 This filter changes the contrast and may invert the image polarity (white |
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329 on black to black on white). The contrast $C$ is defined here as the |
467 | 330 difference between the maximum and the minimum pixel value of the image. |
495 | 331 Contrast $\sim U[1-0.85 \times complexity,1]$ (so contrast $\geq 0.15$). |
467 | 332 The image is normalized into $[\frac{1-C}{2},1-\frac{1-C}{2}]$. The |
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333 polarity is inverted with $0.5$ probability. |
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334 |
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335 \iffalse |
523 | 336 \begin{figure}[ht] |
538 | 337 \centerline{\resizebox{.9\textwidth}{!}{\includegraphics{images/example_t.png}}}\\ |
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338 \caption{Illustration of the pipeline of stochastic |
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339 transformations applied to the image of a lower-case \emph{t} |
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340 (the upper left image). Each image in the pipeline (going from |
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341 left to right, first top line, then bottom line) shows the result |
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342 of applying one of the modules in the pipeline. The last image |
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343 (bottom right) is used as training example.} |
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344 \label{fig:pipeline} |
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345 \end{figure} |
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346 \fi |
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347 |
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348 |
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349 \vspace*{-1mm} |
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350 \section{Experimental Setup} |
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351 \vspace*{-1mm} |
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352 |
472 | 353 Whereas much previous work on deep learning algorithms had been performed on |
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354 the MNIST digits classification task~\citep{Hinton06,ranzato-07-small,Bengio-nips-2006,Salakhutdinov+Hinton-2009}, |
472 | 355 with 60~000 examples, and variants involving 10~000 |
501 | 356 examples~\citep{Larochelle-jmlr-toappear-2008,VincentPLarochelleH2008}, we want |
472 | 357 to focus here on the case of much larger training sets, from 10 times to |
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358 to 1000 times larger. |
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359 |
535 | 360 The first step in constructing the larger datasets (called NISTP and P07) is to sample from |
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361 a {\em data source}: {\bf NIST} (NIST database 19), {\bf Fonts}, {\bf Captchas}, |
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362 and {\bf OCR data} (scanned machine printed characters). Once a character |
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363 is sampled from one of these sources (chosen randomly), the pipeline of |
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364 the transformations and/or noise processes described in section \ref{s:perturbations} |
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365 is applied to the image. |
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366 |
535 | 367 We compare the best MLPs against |
368 the best SDAs (both models' hyper-parameters are selected to minimize the validation set error), | |
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369 along with a comparison against a precise estimate |
502
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370 of human performance obtained via Amazon's Mechanical Turk (AMT) |
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371 service (http://mturk.com). |
502
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372 AMT users are paid small amounts |
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373 of money to perform tasks for which human intelligence is required. |
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374 Mechanical Turk has been used extensively in natural language processing and vision. |
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375 %processing \citep{SnowEtAl2008} and vision |
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376 %\citep{SorokinAndForsyth2008,whitehill09}. |
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377 AMT users were presented |
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378 with 10 character images and asked to choose 10 corresponding ASCII |
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379 characters. They were forced to make a hard choice among the |
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380 62 or 10 character classes (all classes or digits only). |
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381 Three users classified each image, allowing |
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382 to estimate inter-human variability. A total 2500 images/dataset were classified. |
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383 |
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384 \vspace*{-1mm} |
472 | 385 \subsection{Data Sources} |
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386 \vspace*{-1mm} |
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387 |
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388 %\begin{itemize} |
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389 %\item |
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390 {\bf NIST.} |
501 | 391 Our main source of characters is the NIST Special Database 19~\citep{Grother-1995}, |
472 | 392 widely used for training and testing character |
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393 recognition systems~\citep{Granger+al-2007,Cortes+al-2000,Oliveira+al-2002-short,Milgram+al-2005}. |
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394 The dataset is composed of 814255 digits and characters (upper and lower cases), with hand checked classifications, |
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395 extracted from handwritten sample forms of 3600 writers. The characters are labelled by one of the 62 classes |
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396 corresponding to ``0''-``9'',``A''-``Z'' and ``a''-``z''. The dataset contains 8 parts (partitions) of varying complexity. |
534 | 397 The fourth partition (called $hsf_4$, 82587 examples), |
398 experimentally recognized to be the most difficult one, is the one recommended | |
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399 by NIST as a testing set and is used in our work as well as some previous work~\citep{Granger+al-2007,Cortes+al-2000,Oliveira+al-2002-short,Milgram+al-2005} |
534 | 400 for that purpose. We randomly split the remainder (731668 examples) into a training set and a validation set for |
401 model selection. | |
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402 The performances reported by previous work on that dataset mostly use only the digits. |
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403 Here we use all the classes both in the training and testing phase. This is especially |
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404 useful to estimate the effect of a multi-task setting. |
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405 Note that the distribution of the classes in the NIST training and test sets differs |
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406 substantially, with relatively many more digits in the test set, and more uniform distribution |
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407 of letters in the test set, compared to the training set (in the latter, the letters are distributed |
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408 more like the natural distribution of letters in text). |
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409 |
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410 %\item |
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411 {\bf Fonts.} |
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412 In order to have a good variety of sources we downloaded an important number of free fonts from: |
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413 {\tt http://cg.scs.carleton.ca/\textasciitilde luc/freefonts.html}. |
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414 % TODO: pointless to anonymize, it's not pointing to our work |
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415 Including the operating system's (Windows 7) fonts, there is a total of $9817$ different fonts that we can choose uniformly from. |
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416 The chosen {\tt ttf} file is either used as input of the Captcha generator (see next item) or, by producing a corresponding image, |
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417 directly as input to our models. |
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418 |
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419 %\item |
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420 {\bf Captchas.} |
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421 The Captcha data source is an adaptation of the \emph{pycaptcha} library (a python based captcha generator library) for |
472 | 422 generating characters of the same format as the NIST dataset. This software is based on |
495 | 423 a random character class generator and various kinds of transformations similar to those described in the previous sections. |
472 | 424 In order to increase the variability of the data generated, many different fonts are used for generating the characters. |
495 | 425 Transformations (slant, distortions, rotation, translation) are applied to each randomly generated character with a complexity |
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426 depending on the value of the complexity parameter provided by the user of the data source. |
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427 %Two levels of complexity are allowed and can be controlled via an easy to use facade class. %TODO: what's a facade class? |
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428 |
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429 %\item |
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430 {\bf OCR data.} |
472 | 431 A large set (2 million) of scanned, OCRed and manually verified machine-printed |
432 characters (from various documents and books) where included as an | |
433 additional source. This set is part of a larger corpus being collected by the Image Understanding | |
434 Pattern Recognition Research group lead by Thomas Breuel at University of Kaiserslautern | |
495 | 435 ({\tt http://www.iupr.com}), and which will be publicly released. |
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436 %TODO: let's hope that Thomas is not a reviewer! :) Seriously though, maybe we should anonymize this |
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437 %\end{itemize} |
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438 |
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439 \vspace*{-1mm} |
472 | 440 \subsection{Data Sets} |
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441 \vspace*{-1mm} |
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442 |
472 | 443 All data sets contain 32$\times$32 grey-level images (values in $[0,1]$) associated with a label |
444 from one of the 62 character classes. | |
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445 %\begin{itemize} |
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446 |
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447 %\item |
534 | 448 {\bf NIST.} This is the raw NIST special database 19~\citep{Grother-1995}. It has |
535 | 449 \{651668 / 80000 / 82587\} \{training / validation / test\} examples. |
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450 |
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451 %\item |
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452 {\bf P07.} This dataset is obtained by taking raw characters from all four of the above sources |
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453 and sending them through the transformation pipeline described in section \ref{s:perturbations}. |
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454 For each new example to generate, a data source is selected with probability $10\%$ from the fonts, |
472 | 455 $25\%$ from the captchas, $25\%$ from the OCR data and $40\%$ from NIST. We apply all the transformations in the |
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456 order given above, and for each of them we sample uniformly a \emph{complexity} in the range $[0,0.7]$. |
535 | 457 It has \{81920000 / 80000 / 20000\} \{training / validation / test\} examples. |
484
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458 |
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459 %\item |
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460 {\bf NISTP.} This one is equivalent to P07 (complexity parameter of $0.7$ with the same proportions of data sources) |
464
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461 except that we only apply |
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462 transformations from slant to pinch. Therefore, the character is |
495 | 463 transformed but no additional noise is added to the image, giving images |
534 | 464 closer to the NIST dataset. |
535 | 465 It has \{81920000 / 80000 / 20000\} \{training / validation / test\} examples. |
484
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466 %\end{itemize} |
464
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467 |
484
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468 \vspace*{-1mm} |
464
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469 \subsection{Models and their Hyperparameters} |
484
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470 \vspace*{-1mm} |
464
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471 |
502
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472 The experiments are performed with Multi-Layer Perceptrons (MLP) with a single |
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473 hidden layer and with Stacked Denoising Auto-Encoders (SDA). |
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474 \emph{Note that all hyper-parameters are selected based on performance on the {\bf NISTP} validation set.} |
472 | 475 |
484
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476 {\bf Multi-Layer Perceptrons (MLP).} |
472 | 477 Whereas previous work had compared deep architectures to both shallow MLPs and |
502
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478 SVMs, we only compared to MLPs here because of the very large datasets used |
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479 (making the use of SVMs computationally challenging because of their quadratic |
502
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480 scaling behavior). |
472 | 481 The MLP has a single hidden layer with $\tanh$ activation functions, and softmax (normalized |
520
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482 exponentials) on the output layer for estimating $P(class | image)$. |
519
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483 The number of hidden units is taken in $\{300,500,800,1000,1500\}$. |
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484 Training examples are presented in minibatches of size 20. A constant learning |
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485 rate was chosen among $\{0.001, 0.01, 0.025, 0.075, 0.1, 0.5\}$ |
519
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486 through preliminary experiments (measuring performance on a validation set), |
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487 and $0.1$ was then selected for optimizing on the whole training sets. |
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488 |
523 | 489 \begin{figure}[ht] |
490 \centerline{\resizebox{0.8\textwidth}{!}{\includegraphics{images/denoising_autoencoder_small.pdf}}} | |
521
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491 \caption{Illustration of the computations and training criterion for the denoising |
523 | 492 auto-encoder used to pre-train each layer of the deep architecture. Input $x$ of |
493 the layer (i.e. raw input or output of previous layer) | |
521
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494 is corrupted into $\tilde{x}$ and encoded into code $y$ by the encoder $f_\theta(\cdot)$. |
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495 The decoder $g_{\theta'}(\cdot)$ maps $y$ to reconstruction $z$, which |
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496 is compared to the uncorrupted input $x$ through the loss function |
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497 $L_H(x,z)$, whose expected value is approximately minimized during training |
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498 by tuning $\theta$ and $\theta'$.} |
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499 \label{fig:da} |
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500 \end{figure} |
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501 |
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502 {\bf Stacked Denoising Auto-Encoders (SDA).} |
472 | 503 Various auto-encoder variants and Restricted Boltzmann Machines (RBMs) |
504 can be used to initialize the weights of each layer of a deep MLP (with many hidden | |
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505 layers)~\citep{Hinton06,ranzato-07-small,Bengio-nips-2006}, |
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506 apparently setting parameters in the |
472 | 507 basin of attraction of supervised gradient descent yielding better |
508 generalization~\citep{Erhan+al-2010}. It is hypothesized that the | |
509 advantage brought by this procedure stems from a better prior, | |
510 on the one hand taking advantage of the link between the input | |
511 distribution $P(x)$ and the conditional distribution of interest | |
512 $P(y|x)$ (like in semi-supervised learning), and on the other hand | |
513 taking advantage of the expressive power and bias implicit in the | |
514 deep architecture (whereby complex concepts are expressed as | |
515 compositions of simpler ones through a deep hierarchy). | |
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516 |
472 | 517 Here we chose to use the Denoising |
518 Auto-Encoder~\citep{VincentPLarochelleH2008} as the building block for | |
519 these deep hierarchies of features, as it is very simple to train and | |
532
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520 explain (see Figure~\ref{fig:da}, as well as |
521
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521 tutorial and code there: {\tt http://deeplearning.net/tutorial}), |
472 | 522 provides immediate and efficient inference, and yielded results |
523 comparable or better than RBMs in series of experiments | |
519
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524 \citep{VincentPLarochelleH2008}. During training, a Denoising |
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525 Auto-Encoder is presented with a stochastically corrupted version |
472 | 526 of the input and trained to reconstruct the uncorrupted input, |
527 forcing the hidden units to represent the leading regularities in | |
535 | 528 the data. Once it is trained, in a purely unsupervised way, |
529 its hidden units activations can | |
472 | 530 be used as inputs for training a second one, etc. |
531 After this unsupervised pre-training stage, the parameters | |
532 are used to initialize a deep MLP, which is fine-tuned by | |
533 the same standard procedure used to train them (see previous section). | |
484
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534 The SDA hyper-parameters are the same as for the MLP, with the addition of the |
472 | 535 amount of corruption noise (we used the masking noise process, whereby a |
536 fixed proportion of the input values, randomly selected, are zeroed), and a | |
537 separate learning rate for the unsupervised pre-training stage (selected | |
538 from the same above set). The fraction of inputs corrupted was selected | |
539 among $\{10\%, 20\%, 50\%\}$. Another hyper-parameter is the number | |
540 of hidden layers but it was fixed to 3 based on previous work with | |
541 stacked denoising auto-encoders on MNIST~\citep{VincentPLarochelleH2008}. | |
464
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542 |
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543 \vspace*{-1mm} |
523 | 544 |
545 \begin{figure}[ht] | |
546 \centerline{\resizebox{.99\textwidth}{!}{\includegraphics{images/error_rates_charts.pdf}}} | |
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547 \caption{Error bars indicate a 95\% confidence interval. 0 indicates that the model was trained |
523 | 548 on NIST, 1 on NISTP, and 2 on P07. Left: overall results |
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549 of all models, on 3 different test sets (NIST, NISTP, P07). |
523 | 550 Right: error rates on NIST test digits only, along with the previous results from |
551 literature~\citep{Granger+al-2007,Cortes+al-2000,Oliveira+al-2002-short,Milgram+al-2005} | |
552 respectively based on ART, nearest neighbors, MLPs, and SVMs.} | |
553 | |
554 \label{fig:error-rates-charts} | |
555 \vspace*{-1mm} | |
556 \end{figure} | |
557 | |
558 | |
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559 \section{Experimental Results} |
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560 |
485
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561 %\vspace*{-1mm} |
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562 %\subsection{SDA vs MLP vs Humans} |
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563 %\vspace*{-1mm} |
535 | 564 The models are either trained on NIST (MLP0 and SDA0), |
565 NISTP (MLP1 and SDA1), or P07 (MLP2 and SDA2), and tested | |
566 on either NIST, NISTP or P07, either on all 62 classes | |
567 or only on the digits (considering only the outputs | |
568 associated with digit classes). | |
485
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569 Figure~\ref{fig:error-rates-charts} summarizes the results obtained, |
535 | 570 comparing Humans, the three MLPs (MLP0, MLP1, MLP2) and the three SDAs (SDA0, SDA1, |
486
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571 SDA2), along with the previous results on the digits NIST special database |
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572 19 test set from the literature respectively based on ARTMAP neural |
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573 networks ~\citep{Granger+al-2007}, fast nearest-neighbor search |
516
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574 ~\citep{Cortes+al-2000}, MLPs ~\citep{Oliveira+al-2002-short}, and SVMs |
486
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575 ~\citep{Milgram+al-2005}. More detailed and complete numerical results |
493
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576 (figures and tables, including standard errors on the error rates) can be |
535 | 577 found in Appendix I of the supplementary material. |
578 The deep learner not only outperformed the shallow ones and | |
493
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579 previously published performance (in a statistically and qualitatively |
535 | 580 significant way) but when trained with perturbed data |
581 reaches human performance on both the 62-class task | |
523 | 582 and the 10-class (digits) task. |
583 | |
584 \begin{figure}[ht] | |
585 \vspace*{-2mm} | |
586 \centerline{\resizebox{.99\textwidth}{!}{\includegraphics{images/improvements_charts.pdf}}} | |
587 \caption{Relative improvement in error rate due to self-taught learning. | |
588 Left: Improvement (or loss, when negative) | |
589 induced by out-of-distribution examples (perturbed data). | |
590 Right: Improvement (or loss, when negative) induced by multi-task | |
591 learning (training on all classes and testing only on either digits, | |
592 upper case, or lower-case). The deep learner (SDA) benefits more from | |
593 both self-taught learning scenarios, compared to the shallow MLP.} | |
594 \label{fig:improvements-charts} | |
595 \vspace*{-2mm} | |
596 \end{figure} | |
597 | |
598 In addition, as shown in the left of | |
599 Figure~\ref{fig:improvements-charts}, the relative improvement in error | |
493
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600 rate brought by self-taught learning is greater for the SDA, and these |
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601 differences with the MLP are statistically and qualitatively |
502
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602 significant. |
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603 The left side of the figure shows the improvement to the clean |
493
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604 NIST test set error brought by the use of out-of-distribution examples |
502
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605 (i.e. the perturbed examples examples from NISTP or P07). |
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606 Relative change is measured by taking |
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607 (original model's error / perturbed-data model's error - 1). |
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608 The right side of |
523 | 609 Figure~\ref{fig:improvements-charts} shows the relative improvement |
486
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610 brought by the use of a multi-task setting, in which the same model is |
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611 trained for more classes than the target classes of interest (i.e. training |
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612 with all 62 classes when the target classes are respectively the digits, |
493
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613 lower-case, or upper-case characters). Again, whereas the gain from the |
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614 multi-task setting is marginal or negative for the MLP, it is substantial |
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615 for the SDA. Note that for these multi-task experiment, only the original |
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616 NIST dataset is used. For example, the MLP-digits bar shows the relative |
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617 improvement in MLP error rate on the NIST digits test set (1 - single-task |
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618 model's error / multi-task model's error). The single-task model is |
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619 trained with only 10 outputs (one per digit), seeing only digit examples, |
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620 whereas the multi-task model is trained with 62 outputs, with all 62 |
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621 character classes as examples. Hence the hidden units are shared across |
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622 all tasks. For the multi-task model, the digit error rate is measured by |
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623 comparing the correct digit class with the output class associated with the |
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624 maximum conditional probability among only the digit classes outputs. The |
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625 setting is similar for the other two target classes (lower case characters |
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626 and upper case characters). |
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627 |
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628 %\vspace*{-1mm} |
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629 %\subsection{Perturbed Training Data More Helpful for SDA} |
485
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630 %\vspace*{-1mm} |
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631 |
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632 %\vspace*{-1mm} |
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633 %\subsection{Multi-Task Learning Effects} |
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634 %\vspace*{-1mm} |
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635 |
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636 \iffalse |
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637 As previously seen, the SDA is better able to benefit from the |
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638 transformations applied to the data than the MLP. In this experiment we |
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639 define three tasks: recognizing digits (knowing that the input is a digit), |
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640 recognizing upper case characters (knowing that the input is one), and |
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641 recognizing lower case characters (knowing that the input is one). We |
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642 consider the digit classification task as the target task and we want to |
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643 evaluate whether training with the other tasks can help or hurt, and |
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644 whether the effect is different for MLPs versus SDAs. The goal is to find |
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645 out if deep learning can benefit more (or less) from multiple related tasks |
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646 (i.e. the multi-task setting) compared to a corresponding purely supervised |
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647 shallow learner. |
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648 |
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649 We use a single hidden layer MLP with 1000 hidden units, and a SDA |
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650 with 3 hidden layers (1000 hidden units per layer), pre-trained and |
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651 fine-tuned on NIST. |
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652 |
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653 Our results show that the MLP benefits marginally from the multi-task setting |
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654 in the case of digits (5\% relative improvement) but is actually hurt in the case |
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655 of characters (respectively 3\% and 4\% worse for lower and upper class characters). |
495 | 656 On the other hand the SDA benefited from the multi-task setting, with relative |
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657 error rate improvements of 27\%, 15\% and 13\% respectively for digits, |
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658 lower and upper case characters, as shown in Table~\ref{tab:multi-task}. |
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659 \fi |
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660 |
475 | 661 |
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662 \vspace*{-1mm} |
529 | 663 \section{Conclusions and Discussion} |
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664 \vspace*{-1mm} |
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665 |
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666 We have found that the self-taught learning framework is more beneficial |
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667 to a deep learner than to a traditional shallow and purely |
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668 supervised learner. More precisely, |
520
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669 the answers are positive for all the questions asked in the introduction. |
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670 %\begin{itemize} |
487 | 671 |
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672 $\bullet$ %\item |
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673 Do the good results previously obtained with deep architectures on the |
472 | 674 MNIST digits generalize to the setting of a much larger and richer (but similar) |
675 dataset, the NIST special database 19, with 62 classes and around 800k examples? | |
502
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676 Yes, the SDA {\bf systematically outperformed the MLP and all the previously |
529 | 677 published results on this dataset} (the ones that we are aware of), {\bf in fact reaching human-level |
678 performance} at around 17\% error on the 62-class task and 1.4\% on the digits. | |
484
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679 |
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680 $\bullet$ %\item |
529 | 681 To what extent do self-taught learning scenarios help deep learners, |
682 and do they help them more than shallow supervised ones? | |
683 We found that distorted training examples not only made the resulting | |
684 classifier better on similarly perturbed images but also on | |
685 the {\em original clean examples}, and more importantly and more novel, | |
686 that deep architectures benefit more from such {\em out-of-distribution} | |
687 examples. MLPs were helped by perturbed training examples when tested on perturbed input | |
502
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688 images (65\% relative improvement on NISTP) |
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689 but only marginally helped (5\% relative improvement on all classes) |
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690 or even hurt (10\% relative loss on digits) |
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691 with respect to clean examples . On the other hand, the deep SDAs |
472 | 692 were very significantly boosted by these out-of-distribution examples. |
529 | 693 Similarly, whereas the improvement due to the multi-task setting was marginal or |
502
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694 negative for the MLP (from +5.6\% to -3.6\% relative change), |
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695 it was very significant for the SDA (from +13\% to +27\% relative change). |
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696 %\end{itemize} |
472 | 697 |
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698 In the original self-taught learning framework~\citep{RainaR2007}, the |
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699 out-of-sample examples were used as a source of unsupervised data, and |
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700 experiments showed its positive effects in a \emph{limited labeled data} |
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701 scenario. However, many of the results by \citet{RainaR2007} (who used a |
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702 shallow, sparse coding approach) suggest that the relative gain of self-taught |
536 | 703 learning diminishes as the number of labeled examples increases (essentially, |
529 | 704 a ``diminishing returns'' scenario occurs). We note instead that, for deep |
524
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705 architectures, our experiments show that such a positive effect is accomplished |
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706 even in a scenario with a \emph{very large number of labeled examples}. |
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707 |
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708 Why would deep learners benefit more from the self-taught learning framework? |
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709 The key idea is that the lower layers of the predictor compute a hierarchy |
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710 of features that can be shared across tasks or across variants of the |
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711 input distribution. Intermediate features that can be used in different |
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712 contexts can be estimated in a way that allows to share statistical |
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713 strength. Features extracted through many levels are more likely to |
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714 be more abstract (as the experiments in~\citet{Goodfellow2009} suggest), |
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715 increasing the likelihood that they would be useful for a larger array |
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716 of tasks and input conditions. |
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717 Therefore, we hypothesize that both depth and unsupervised |
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718 pre-training play a part in explaining the advantages observed here, and future |
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719 experiments could attempt at teasing apart these factors. |
529 | 720 And why would deep learners benefit from the self-taught learning |
721 scenarios even when the number of labeled examples is very large? | |
722 We hypothesize that this is related to the hypotheses studied | |
723 in~\citet{Erhan+al-2010}. Whereas in~\citet{Erhan+al-2010} | |
724 it was found that online learning on a huge dataset did not make the | |
725 advantage of the deep learning bias vanish, a similar phenomenon | |
726 may be happening here. We hypothesize that unsupervised pre-training | |
727 of a deep hierarchy with self-taught learning initializes the | |
728 model in the basin of attraction of supervised gradient descent | |
729 that corresponds to better generalization. Furthermore, such good | |
730 basins of attraction are not discovered by pure supervised learning | |
731 (with or without self-taught settings), and more labeled examples | |
732 does not allow to go from the poorer basins of attraction discovered | |
733 by the purely supervised shallow models to the kind of better basins associated | |
734 with deep learning and self-taught learning. | |
502
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735 |
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736 A Flash demo of the recognizer (where both the MLP and the SDA can be compared) |
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737 can be executed on-line at {\tt http://deep.host22.com}. |
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738 |
498
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739 \newpage |
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740 { |
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741 \bibliography{strings,strings-short,strings-shorter,ift6266_ml,aigaion-shorter,specials} |
469 | 742 %\bibliographystyle{plainnat} |
743 \bibliographystyle{unsrtnat} | |
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744 %\bibliographystyle{apalike} |
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745 } |
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746 |
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747 |
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748 \end{document} |